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Exploring Dual Registration for Financial advisors

2/15/2021

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dual-reg_-_final.pdf
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Gamestop fiasco - Who actually won this "game"?

2/1/2021

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gamestop_fiasco.pdf
File Size: 248 kb
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The Unintended Consequences of reg bi

11/24/2020

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The Unintended Consequences of Regulation Best Interest
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Path to Independence – You Are Not Alone! (3/3)

11/11/2020

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Path to Independence – You Are Not Alone! (Article 3 of 3)
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Path to Independence – The Independence Sliding Scale (2/3)

11/4/2020

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Path to Independence – The Independence Sliding Scale (Article 2 of 3)
File Size: 296 kb
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Path to Independence – The Decision (1/3)

10/28/2020

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Path to Independence – The Decision (Article 1 of 3)
File Size: 293 kb
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Asset Manager or asset gatherer?

5/27/2020

 
Are You an Asset Manager or an Asset Gatherer? The Decision You MUST Make
File Size: 199 kb
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Avoid the race to the bottom

3/19/2020

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In a World of Fee Compression, Avoid the Race to the Bottom
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Acknowledging alternative investments

10/22/2019

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Acknowledging Alternative Investments: Alternatives is Not a Dirty Word
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